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Financial Services

Turn your focus to business-critical functions when you partner with a dedicated team of financial industry specialists.

Financial institutions face intense regulatory scrutiny. Partner with Epiq to streamline internal operations, reduce risk, manage data, and meet litigation needs.

Access a broad range of advisory and technology-enabled solutions to plan, execute, and manage strategies to reduce risk and create better business outcomes.

Processing and Hosting

Handle your most complex processing projects and securely host data.

Managed Document Review

Meet delivery timelines and improve quality by scaling your team with subject matter experts and the application of legal technology, AI, and analytics.

Information Governance

Plan, execute, and manage information governance strategies that align with digital transformation, data growth, and increasing compliance requirements.

Data Migration

Seamless and compliant transition of data from legacy technology while mitigating risks.

Epiq Counsel

Flexible legal talent with financial industry expertise to help fill gaps, scale up quickly, and hit the ground running.

White Collar

Develop an informed strategy and effectively manage risk for reduced exposure in prosecution or government investigations.

Forensics

Ensure your organization’s data is preserved and collected quickly, securely, and defensibly.

Departing Broker Protocol

Mitigate the potential risks associated with departing brokers or other employees fora secure and legally compliant transition while safeguarding sensitive information.

Class Action/Mass Tort

Our proprietary Client Portal and Mass Tort dashboard will provide your firm with secure and constant access to a claimant's lien information and resolution progress, allowing for real-time monitoring and  review of case activity.

Bankruptcy and Trustee Services

As a long-established leader in bankruptcy administration, Epiq’s highly experienced team as well as our technology and proprietary software promote efficiency and cost savings.

Corporate Restructuring

Our bankruptcy experts are committed to your organization's success, and have decades of experience providing innovative noticing, claims, and solicitation solutions.

Business Transformation Services

Drive impactful operational change and cost saving initiatives through Epiq's corporate and financing transaction administration solutions that are backed by an experienced team, resources and innovative technologies.

Why Financial Services Organizations
Partner With Epiq

45

of the top 50 US law firms served on financial services-related matters.

115 TB 

processed with 330+ TB in active hosting.

1,500+

productions delivered to regulators and opposing parties over the past 12 months.

33K+  

hours supporting financial services-related matters.

250+

departing employee engagements and over 1000 custodians and 50 TB of data analyzed.

2,600+

active FinServ litigations, regulatory investigations, and third-party subpoena matters.

Microsoft and Epiq Making More Possible

Microsoft counts on Epiq’s blend of legal and technical expertise to help clients get more from their technology.

Learn more about Epiq and Microsoft's partnership.

Let’s create efficiencies and better business outcomes together.

Speak to a Consultant

Featured Insights
 

New SEC Cybersecurity Rules: What to Know and How to Remain Compliant

As addressing cybersecurity issues continues to become a top priority throughout the financial industry, the U.S. Securities and Exchange Commission (SEC) is following suit. The SEC unanimously voted to approve a new set of cybersecurity rules last May designed to ensure that broker dealers, investment advisers, and transfer agents have robust measures in place to not only detect data breaches but to notify customers when they may be affected by one.
Improving Information Governance to Help Financial Services Organizations Remain Compliant

Many financial services organizations have adopted M365 for email, document management, and collaboration, but have left costly legacy systems in place. Read key roadmap planning considerations to leverage your M365 investment to meet regulatory obligations and potentially decommission legacy eDiscovery, supervision legal hold, and data loss prevention solutions.
Using Microsoft 365 to Stay Compliant with Data Privacy Laws

Data privacy laws are popping up everywhere. Two years after the EU implemented the General Data Protection Regulation (GDPR), providing individuals with significant control over their data and harsh penalties for organizations that do not comply.

Client Success

Financial Services Client Successfully Challenges Government Investigation

Ditech Accelerates Administration of Complex Restructuring Requirements

Financial Services Client Streamlines Contracts Workflow To Reduce Processing Time by 80%

Financial Services Firm Reduces Operations Spend by $500,000

Global Financial Institution Reduces Discovery Costs by 40% With 24-Hour Review Model

Global Financial Services Client Accelerates Time To Review With NexLP Cosmic Technology